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In Business / High School | 2025-07-07

What is the primary function of FINRA?
A. Enforcing securities industry standards
B. Managing inflation rates
C. Setting federal tax rates
D. Monitoring GDP

Asked by koley18

Answer (2)

FINRA regulates the securities industry primarily by enforcing industry standards and ensuring fair practices among broker-dealers. It monitors trading, enforces compliance, and educates investors, distinguishing its role from other financial regulators. Thus, the primary function of FINRA is to uphold integrity within the securities market. ;

Answered by GinnyAnswer | 2025-07-07

FINRA's primary function is to enforce securities industry standards, ensuring fair practices among broker-dealers. It monitors trading activities and educates investors about the market. Thus, the correct answer is A.
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Answered by Anonymous | 2025-07-25